Identify theft, and security of member information and fraud prevention
Consumer Lending Compliance Overview
Credit Card Compliance
Fair Lending - Equal Credit Opportunity and Fair Housing
Lending Servicemembers
Requirements of the Truth in Lending Act
Mortgage Lending Compliance Overview
Appraisal Compliance
SAFE Act and other Loan Originator Requirements
Home Mortgage Disclosure Act
Real Estate Escrow Accounts and Flood Insurance Requirements
Mortgage Servicing Compliance
Adulting for Mortgage Compliance
Compliance for Collections
Member Business Lending
Avoiding UDAAP (Unfair, Deceptive and Abuse Acts and Practices
Compliance Management Systems
Fair Credit Reporting Act
Website Compliance
Advertising Compliance
Compliance Audit Programs
Compliance Overview for Volunteers and Management
Below are some examples of session content. For information about a specific presentation, please e-mail.
BSA for Staff Money Laundering awareness, Suspicious Activity Reporting, Currency Transaction Reporting, Customer Identification, Wires and Moentary Instruments.
This session is suitable for all staff and provides a certificate of completion to comply with the required annual training on BSA. Board and Supervisory Committee members wanting a deeper understanding of BSA requirements are also welcome to attend.
BSA Officer Training Advanced class for BSA Officers including Risk Assessment, Account Monitoring, Meeting the requirements of an Audit or Examination.
This session is for BSA Officers, Branch Managers, Internal Auditors and anyone responsbile for BSA compliance beyond normal staff duties.
This session starts where BSA for Staff leaves off, therefore, participants should have a good understanding of basic BSA compliance at the staff level.
Laws of Checks and Check Fraud Learn about applying holds on checks and other funds, check fraud trends and prevention, proper payees on checks and who is liable on checks and other items. Using the laws and regulations can protect the financial institution from losses.
This session is for frontline staff, supervisors and branch managers, fraud and risk management specialists, and anyone working in the share draft department.
Marketing, Advertising and Privacy Learn all about the laws and regulations governing the marketing and advertising of savings and lending products, website marketing, sweepstakes and prizes, Fair Credit Reporting, California and Federal Privacy Requirements.
This session is for anyone responsible for marketing and promoting credit union services.
Share/Deposit Insurance of Accounts Learn proper calculation of share or deposit insurance on accounts, such as: how a husband and wife can have over $1 million on deposit and be fully insured. Insurance on Trust accounts and UTMAs will also be covered.
This session is for frontline staff, supervisors and branch managers, new accounts personnel, and member service representatives.
Crash Course in Compliance This one-day session takes you through all aspects of compliance in your institution, from new accounts - identifying prospective members (for credit unions), OFAC, BSA, account ownership, through the account relationship -electronic funds transfers, checking accounts, consumer loans, and decedent accounts. We also cover marketing, security, privacy, share or deposit insurance and more!
